Module 11 of 12

Quality Assurance and Quality Control

Module 10 taught you to compare every request against the agreement. Module 11 applies the same check to the drawings. Before a set goes out, the team must confirm it is ready. You are accountable for the process that confirms it.

Written lesson · the complete walkthrough · companion to the Quick Reference

Module Home  ›  Module Overview

1The problem

A review with no time left

You’re the Project Manager on Oakhaven. The QC Reviewer received the Construction Documents set yesterday, Thursday. Signing and sealing happens Friday.

The reviewer has one day to read the set. The team has no time left to pick up what the reviewer finds.

Whose problem is that?

The answer is in section 4. In short, the problem started weeks earlier, when nobody put the review on the phase plan.

Module 10 taught you to compare every request against the agreement. This module applies the same check to the drawings. Before the Architect of Record signs and seals the Oakhaven construction documents, you must be able to answer one question. What proves this set is ready?

Grace has a written process to answer it. Quality Assurance and Quality Control is a collaborative process. Specific people do specific tasks at set times, with set tools, and then the result is verified. Section 3 explains the process. Section 4 explains your role in it.

QA/QC uses the plan you already have. In Module 5 you built the phase plan. In Module 8 you compare the week against it every Friday. QA/QC adds the review dates to that plan, and then checks that each review happened.

Recall, before you go on

From memory. What does every review on the Module 5 phase plan need? Then name the comparison Module 8 runs every Friday.

A real date and a named person. Module 8 compares what the plan says against what is true, on the four lines of work, time, effort and fee earned. Module 11 puts the QA Review and the Quality Review on the same plan, and checks them the same way.

By the end of Module 11, you’ll be able to:

2The gap

Late problems cost more to fix

A problem found during a design review is a simple correction. The same problem found after the set is issued costs more to fix. A problem found during construction becomes rework or a change order.

This is what it means to Protect Integrity on a project. The QA/QC process finds problems early, when they cost less and the team has more options. Grace’s lifecycle map states the rule.

A project advances only after it meets quality standards, and any remaining risks are understood and accepted.

That rule sets 2 conditions before the project moves to the next phase. The work meets the standard. And the right people know about and accept any item that is still open.

Where the process fails

Grace has a written process and the tools to run it. The process still fails in 3 common ways.

  1. A review gets scheduled late, and the reviewer gets the set the day before the deadline.
  2. A red line never gets back checked, and the row on the form stays empty.
  3. A phase starts before the last one was reviewed, because the calendar moved.

You can find all 3 on the schedule or on the QC Form. You do not need to open a drawing.

The boundary

Responsible means you do the work. Accountable means you answer for the outcome. Technical staff make the technical decisions, such as whether a detail meets code, whether a clash is acceptable at this milestone, or whether the set is ready to sign and seal. The discipline leads and the Architect of Record make these decisions. Your job is to make sure every step of the process happens on time, is complete, and is recorded.

Each role in section 3 is responsible for part of the work. The Project Manager is accountable for the whole process.

The project manager is the accountable owner for quality, regardless of who performs the specific steps in the process.
3The process

Grace’s QA/QC process

Grace’s QA/QC process has 4 parts. Specific roles do specific tasks at set times, with set tools. Then the result is verified.

GRACE’S QA/QC PROCESS, FOUR PARTS1ROLESWho does the workDesign team, Storyteller,QC Reviewer, Architectof Record2TASKSWhat happens, and whenSet by phase, fromproject start tocloseout3TOOLSWhere the record livesMilo, QA Prompts,QC Checklist, QC Form,Centerline, A34VERIFYHow it gets checkedBack check row, AORreview before the seal,quarterly metricsThe Project Manager is accountable for the process that connects all four.
The process map. Grace’s 4 parts, in order. The rest of this section follows the same order.

Who does the work

Grace names 5 roles.

RoleWhat they do
Design teamChecks its own drawings against the QA Prompts, and performs its own quality control review at the end of each phase.
StorytellerAn emerging designer who shadows you. Keeps the record, books the QC Reviewer on the dates you set, sends the QC Form with the checklists, and composes the A3.
QC ReviewerReviews the QC Form and performs the quality control review against the BIM Quality Control Checklist. At the end of Construction Documents, the reviewer comes from outside the project team and outside the office. You choose the reviewer.
Architect of RecordReviews the QC Form, checks the drawings, and signs and seals them.
Storyteller AmbassadorYour office Ambassador onboards your Storyteller. Grace invites the Ambassador to the project.

You are accountable for the process that connects these 5 roles. Each role depends on the dates you set.

What happens, and when

Grace assigns the work by phase. Figure 2 shows the full sequence.

WHO DOES WHAT, AND WHENSTART OFPROJECTPM picks theStoryteller.Ambassadoronboards them.PREDESIGNNumber andfolder on Milo.ACC, Centerline.QA/QC datesfor each phase.SD, DD,CDEdit the QAPrompts. PMchooses the QCReviewer. STbooks 3 weeksbefore sealing.END OFEACH PHASEDesign team runsits own review.Form andchecklists go toreviewer and AOR.PRIOR TOPERMITTINGAOR reviewsthe form, checksthe drawings,signs and seals.CONSTRUCTIONADMINCenterlinekept current,constructiontab included.CLOSEOUTStorytellercompletes the A3.PM reviews it.Green marks the review at the end of every phase. The next phase starts after this review.
The phase timeline. Built from Grace’s QA/QC Timeline for the Project Manager and the Storytellers Timeline. The Grace QA/QC Process page carries Grace’s wording for every step.

Two steps on the timeline matter most. In Pre Design, you and your Storyteller identify the project schedule with QA/QC dates for each phase. Through Schematic Design, Design Development and Construction Documents, you choose the QC Reviewer and set the review dates. Your Storyteller books the reviewer at least 3 weeks before the signing and sealing deadline, and puts those dates on your calendar and the reviewer’s.

Every other step depends on these 2.

The tools

Grace built every tool this process runs on.

ToolWhat it is
MiloThe project request, the QC forms, the QA/QC staff list, and the BlueBeam QC tools.
QA Prompts, BIM and ExcelThe checklist the design team uses to check its own drawings. The team edits it for each project.
BIM Quality Control ChecklistWhat the QC Reviewer checks the set against.
Quality Control FormThe QA/QC record that travels with the set.
CenterlineThe lifecycle information, the progress reports, and the QA/QC metrics.
A3The project story, composed by the Storyteller and reviewed by you at closeout.

The Grace QA/QC Process page lists where each tool lives and who requests it.

What the form proves

The Quality Control Form carries the phase due dates, the reviewer names, and a row for each review at each phase. Here are the 4 review rows, in the form’s own labels.

Row on the formWhat it records
Design Review / Design Standards ReviewThe design standards review for the phase.
Building Code / Zoning ReviewThe building code and zoning review.
QA Reviews / Red-lines Back CheckedThe design team’s own check against the QA Prompts, and whether the red lines were picked up and back checked.
QC Peer ReviewThe independent review by the QC Reviewer, also called the Quality Review.

Below the grid sits the Design Team Report. Its Areas Under Development field lists the areas the design team wants the reviewer to look at for this milestone. Grace asks for the form at every phase, and on addenda, ASIs and early release packages.

The top of the form gives one instruction. Provide adequate time for review and red line pickup before the issue dates. Plan the time for red line pickup when you plan the review.

How the result gets verified

The result is verified in 3 places.

  1. The back check row. The team picks up the red lines and back checks them. A row on the form records this.
  2. The Architect of Record. The AOR reviews the QC Form and checks the drawings before signing and sealing. When the AOR signs and seals, the AOR confirms the set is ready.
  3. The metrics. Your Storyteller captures the QA/QC metrics, Centerline aggregates them, and the firm reports them quarterly to find leading and lagging indicators.
If the QC Form is not complete when the set reaches the Architect of Record, a step in the process was missed. Find the missed step and complete it before the set is signed and sealed.
4The method

Your role: 4 steps every phase

You’re accountable for the process, and for confirming it’s complete before work goes out. You do this in 4 steps in every phase: schedule, prepare, drive and verify. Each step starts at a specific point in the phase.

YOUR ROLE, FOUR STEPS EVERY PHASE1SCHEDULEStarts when youbuild the phaseplan.2PREPAREStarts when a reviewdate is on the calendarand the package hasnot gone out.3DRIVEStarts when thecomments comeback.4VERIFYStarts when a setis about to go out.Schedule the review. Prepare the reviewer. Drive the resolution. Verify the correction.
Your 4 steps. Each step has a clear start point and a record that shows it is complete.

Schedule

Schedule starts when you build the phase plan, the same process you followed in Module 5. Grace asks you for one thing in Pre Design. Identify the project schedule with QA/QC dates for each phase.

So every QA Review and Quality Review goes on the schedule with a real date and a named reviewer. Do not write TBD.

You choose the QC Reviewer for each phase and set the review dates. Your Storyteller books the reviewer on those dates, at least 3 weeks before the signing and sealing deadline, and puts them on your calendar and the reviewer’s. At the end of Construction Documents the reviewer comes from outside the project team and outside the office, so choose that reviewer early. If the project needs more than 3 weeks, decide that at the start of the phase.

Who chooses the reviewer

You do. The Storyteller does not choose or assign the QC Reviewer. The review dates come from your phase plan, and the Storyteller books them. When a video says the Storyteller schedules the QC Reviewer, it means the Storyteller books the dates you set.

The form tells you what else to plan. It asks for adequate time for review and red line pickup before the issue dates. So the review, the pickup window and the back check go on the plan together.

These decisions are yours alone. You choose the QC Reviewer. You decide whether extra reviews are required, consultant reviews included. And you edit the QA Prompts with the design team, which sets the scope of the review and tells you how much time it needs.

This answers the question in section 1. A reviewer with one day cannot do a full review. The problem started at the beginning of the phase, when nobody put the review on the schedule. The Project Manager owns that problem. One date on the phase plan prevents it.

Prepare

Prepare starts when a review date is on the calendar and the package hasn’t gone out. Before the QA Review, ask one question. Did every discipline check its own work against the prompts, or did some of them just say they did?

Confirm means you looked at the record yourself. Grace names the records to check. The design team reviews the BIM QA sheet prompts before the set gets printed for the end of phase review. Your Storyteller PDFs each sheet with the BIM QC Checklists and saves them to the project folder.

Then the QC Form goes to the QC Reviewer and the Architect of Record, with the checklists. Grace makes the Project Manager responsible for a complete form, so read it before it goes. Check 3 things.

Phase due dates filled in. Reviewer named. Review rows current for this phase.

A set sent to a reviewer the day before the deadline does not get a full review. Send it with the time the plan allows.

Drive

Drive starts when the review comments come back. The team picks up the red lines and back checks them. The QA Reviews / Red-lines Back Checked row on the form records this.

If that row is blank, nobody has confirmed that the corrections are in the drawings.

Some items cannot close before the phase ends. Record them in the Design Team Report on the QC Form, under Areas Under Development. Write an open item there, and the QC Reviewer and the Architect of Record both see it before the set goes out.

You don’t judge how serious a finding is. The QC Reviewer or the discipline lead does that. Your job is to make sure their decision, and the status of every correction, is recorded.

Verify, on Oakhaven

Design Development, the 60 percent milestone. The quality control review came back with 4 findings. Two are back checked and closed. Two are open.

One is an HVAC clash tied to the redundancy decision that has sat with Karen Whitfield, the client, since Module 9. The other is the generator pad against geotechnical bearing capacity.

It’s Wednesday. The set goes out Friday. The mechanical lead says, “We’re fine, we’ll pick that up next phase.”

Can Dana, the Project Manager, release it?

That’s a technical call, and Dana isn’t the one who makes it. What she can do is check the record, in 3 places.

  1. Did the design team complete its quality control review for this phase, before the next one starts?
  2. Are both open items written into the areas under development, where the QC Reviewer and the Architect of Record will see them?
  3. Does the back check row show what’s actually picked up?

The HVAC clash has a reason, a lead and a decision date. It goes on the form as an area under development, and the reviewer gets it with the set.

The generator pad has no answer yet, because structural and geotechnical haven’t agreed. Dana can’t resolve it, and the mechanical lead can’t either. So it goes to the discipline lead today, and Dana tells Karen before Friday which open items the set includes.

Practice. Read 3 QC Forms and decide what each one tells you.

Practice

Read the form

Three Quality Control Forms, one at a time. Each is open at the Design Development column. Pick what the form tells you.

  1. Form 1 of 3 · A phase about to close

    The phase closes this week. Your Storyteller hands you the form before it goes to the QC Reviewer and the Architect of Record.

    On the formThis phase, DD
    Phase Due DatesEntered
    QC Peer Reviewer 1Named
    Design Review / Design Standards ReviewEntered
    Building Code / Zoning ReviewEntered
    QA Reviews / Red-lines Back CheckedBlank
    QC Peer ReviewReviewer name and review date

    What the form tells youThe review happened, but nobody has confirmed that the corrections are in the drawings. The phase is not ready. Until that row is filled, nobody can say the phase is ready.

    Look againThe QC Peer Review row shows that somebody independent looked at the set. The back check row answers whether the red lines were picked up, and it is empty.

    Look againThe reviewer’s row is complete. The empty row is the design team’s pickup and back check. Ask the team whether the corrections reached the drawings.

  2. Form 2 of 3 · Early in the phase

    Design Development started 3 weeks ago. You open the form to check the plan for the end of the phase.

    On the formThis phase, DD
    Phase Due DatesBlank
    QC Peer Reviewer 1Blank
    Design Review / Design Standards ReviewBlank
    Building Code / Zoning ReviewBlank
    QA Reviews / Red-lines Back CheckedBlank
    QC Peer ReviewBlank

    What the form tells youThe Schedule step never happened. Fill in the phase due dates and name the QC Reviewer first. A blank due dates row and a blank reviewer box mean the review is not on anyone’s calendar. That is the first thing to fix.

    Look againThe review rows do fill in later. The due dates and the reviewer belong to Pre Design, and without them nobody books the reviewer 3 weeks ahead.

    Look againThat is a Prepare question. With no dates and no reviewer, there is nothing to prepare for yet. Start with Schedule.

  3. Form 3 of 3 · The day before the set goes out

    Every review row is filled. You know 2 items are still open, and the set goes out tomorrow.

    On the formThis phase, DD
    Phase Due DatesEntered
    QC Peer Reviewer 1Named
    Design Review / Design Standards ReviewEntered
    Building Code / Zoning ReviewEntered
    QA Reviews / Red-lines Back CheckedEntered
    QC Peer ReviewEntered
    Design Team Report
    Areas Under DevelopmentBlank

    What the form tells youThe QC Reviewer and the Architect of Record cannot see the 2 open items. Record them in Areas Under Development before the set goes out. The form looks complete, but it leaves out 2 open items. The Design Team Report is where Grace records open items for the QC Reviewer and the Architect of Record.

    Look againThe rows are filled, but 2 items are still open. The form does not show them, so the QC Reviewer and the Architect of Record will not see them.

    Look againThat is a technical call. The QC Reviewer or the discipline lead judges how serious a finding is. Your job is to make sure it is recorded.

What you read

  1. A blank back check row means the corrections are not confirmed.
  2. A blank due dates row means Schedule never happened.
  3. A form with every review row filled can still leave out open items.

Open the Quality Control Form on your own project this week and read it the same way.

Sign and seal

The last step is sign and seal. The Architect of Record receives the QC report, reviews the form, checks the drawings, and then signs and seals.

If the set reaches the Architect of Record without a complete form, a step in the process was missed. Find the missed step and complete it. After the phase, the results are counted. Your Storyteller captures the metrics in Centerline and composes the A3, and you review it at closeout.

A blank row on the QC Form means that step is not confirmed. Find out whether the work was not done or was not recorded.
5Transfer

Put it to work

On your throughline project, this week

  • Open the Quality Control Form with your Storyteller. Fill in the phase due dates row and write the name of the QC Reviewer you chose in the box. If either one is blank, fix that first.
  • Read the review rows for the current phase. Anything blank is either work that hasn’t happened, or work that happened and nobody recorded. Find out which.
  • Confirm your Storyteller put the QC Reviewer’s dates on your calendar and on the reviewer’s, with the red line pickup window after the review and before the issue date.
  • Decide whether consultant work needs its own review, and write the decision on the phase plan.
Challenge, from memory

Name the 4 steps and what starts each one. Then name the 4 review rows on the Quality Control Form.

Schedule starts when you build the phase plan. Prepare starts when a review date is on the calendar and the package hasn’t gone out. Drive starts when the comments come back. Verify starts when a set is about to go out. The 4 rows are Design Review / Design Standards Review, Building Code / Zoning Review, QA Reviews / Red-lines Back Checked, and QC Peer Review.

Next. The Quick Reference is your job aid. Print it. The Grace QA/QC Process page carries Grace’s own wording for every step, with the source for each.

Then Module 12, Closeout and Debriefing. Items still open at the end of design often become issues during construction.

Before you move on

Tell us what landed this week. It takes about 3 minutes, and it shapes what we cover in the live session.

Weekly Feedback Survey